Registered Representative

10-K, Account, Account statement, Allowance for depreciation, Account aggregation, Account balance, Active account, Agent bank, Alternate account, Asset management account, Accrual of discount, Amortization of premium, At par, Account executive, Agent, All or any part, At best, At call, All-risks coverage, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Age-weighted plan, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bill pass, Bureau of Public Debt, Broker, Brokerage, Brokerage firm, Brokerage house, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Buying power, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, B shares, Buy and write, Breadth-of-market theory, Beat the gun, Contra account, Cost Of Goods Sold, Cost of sales, Central assets account, Checking account, Custodial account, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Coupon pass, Call money rate, Cash account, Code of procedure, Contra broker, Contract broker, Capitalization of income, Capital account, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Current account, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Captive agent, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Cancellation of debt, Certificate of Claim, Chapter 7, Cost of debt capital, Cost of funds, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Certificate of Occupancy, Closing agent, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Cornering the market, Curbs in, Deposit in transit, Drawing account, Date of issue, Date of payment, Drawn securities, Dual currency bond, Dual listing, Deep discount broker, Discount broker, Discretionary account, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Disbursing agent, Dividend in arrears, Desk (the), Division of labor, Dual life insurance, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Dual-purpose fund, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Deferred account, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, ECU, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Export license, Executive indemnity insurance, Ex-all, Enrolled agent, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, First In First Out, Federal Savings and Loan Association, Frozen account, First call date, Fiscal agent, Flight to quality, Flow of funds, Federal Call, Fill or kill, Floor broker, Front-ending an order, Full-service brokerage, Forward P/E, Factors of production, Favorable balance of trade, Fed pass, Fee-for-service, Form 8-K, Form S-1, Friends and family offering, Full faith and credit, Family of funds, Fund of funds, Free and clear, Flexible spending account, Free right of exchange, Federal ID Number, Ginnie Mae pass-through, Government securities, Government Securities Clearing Corporation, General account, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House account, House call, House of issue, Health Insurance Portability and Accountability Act, Holder in due course, Home equity line of credit, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Inactive account, Insured account, In escrow, International Securities Identification Number, Independent broker, In-house, Institutional brokerage, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Independent agent, Individual policy pension trust, Insurance agent, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Individual tax return, Imbalance of orders, In and out, Individual investor, In sympathy, In the tank, Joint account, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Last In First Out, Legal list, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Long-Term Equity Anticipation Securities, Letter of comment, Legal, Legal age, Legal entity, Legal risk, Legal assets, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leg, Long leg, Leading the market, Locked in, Long-term gain or loss, Level I quotes, Mortgage pass-through security, Maintenance call, Make a market, Managed account, Margin account, Margin call, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Modified pass-through, Money at call, Mortgage broker, Marketable securities, Mixed account, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Nostro account, Notice of Sale, NYSE, NASD, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Null and void, Notice of Default, Naked call, National Association of Real Estate Investment Trusts, Normal retirement age, NYSE Composite Index, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Option account, Or better, Outside broker, Omnibus account, Opinion of title, On account, On-the-spot loan, Owe, Option series, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Pooling of interests, Profit and loss statement, Pass-through, Pass-through coupon rate, Paying agent, Payment-in-kind security, Price Value of a Basis Point, Private sector pass-through, Provisional call feature, Payment for order flow, Prime broker, Prime brokerage, Public Securities Association, P&L, Provision for income taxes, Power of Attorney, Prioritization of debt, Paid-in capital, Paid-in surplus, Percent held by institutions, Private Investment in Public Equity, Preservation of capital, Point-and-figure chart, Painting the tape, Put/call ratio, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Restricted account, Retail brokerage, Round of funding, Rule 10b-6, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Real estate agent, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings account, Savings and Loan, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Sell, Series bond, Series EE bond, Series HH bond, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell limit order, Sell order, Sell plus, Sell-side analyst, Sell the book, Series 6, Series 63, Series 7, Street broker, Sweep account, Standard of living, Series 3, Second-to-die insurance, Separate account, Stock power, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Securities lending, Staggered board of directors, Series fund, Selling the spread, Series, Short leg, Savings Incentive Match Plan for Employees, Self-directed retirement account, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Trailing P/E, Transfer agent, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Undermargined account, Uniform Securities Act, Uncovered call, Unit of trade, Unit of trading, Wrap account, Work force, Waiver of premium, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares