FT MarketWatch

Securities Act of 1933

First Congressional law regulating the securities Industry. Required Registration and Disclosure and included measures to discourage Fraud and deception.

Related Terms: 11 CLO, CLU, Disclosure, ECU, Fraud, FRA, Industry, Inc., Ratio, Registration, SEC
Other Related Pages: Category: Trading Starting With: S
Semi Related Terms: 295 CLICK HERE TO VIEW
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ratio, Lock-in, Leading the market, Locked in, Level I quotes, Make a market, Market on close order, Mark-to-market, Marginal propensity to consume, Money at call, Marketable securities, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Net capital ratio, Non-disclosure agreement, Null and void, Normal retirement age, Off the books, Overhead ratio, Over-the-Counter, On-floor order, On margin, On account, On-the-spot loan, Out of the money, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, On open, On the opening, Profit and loss statement, Payment-in-kind security, Price Value of a Basis Point, Public Securities Association, Payout ratio, P&L, Paid-in capital, Paid-in surplus, Piggyback registration rights, Private Investment in Public Equity, Put ratio backspread, Point-and-figure chart, 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lending, Selling the spread, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Variable ratio write, Variable ratio plan, Widow-and-orphan stock, W-2 Form, W formation, When, as, and if issued, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares