FT MarketWatch

Introducing broker

A person or organization which is able to perform all the functions of a Broker except for the ability to Accept money, securities, or Property from a Customer.

Related Terms: 7 Accept, Broker, Customer, ECU, Money, Property, SEC
Other Related Pages: Category: Brokerages Starting With: I
Semi Related Terms: 371 CLICK HERE TO VIEW
10-K, Allowance for depreciation, Accrual of discount, Amortization of premium, At par, All or any part, At best, At call, Active money, All-risks coverage, At risk, Add-on service, Abstract of title, Accept, Action to quiet title, As is, Assignment to creditors, Assignment of mortgage, A shares, Average price per share, At the money, Across the board, Affiliated person, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Book value per share, Banking Act of 1933, Barren money, Bid-to-cover ratio, Bureau of Public Debt, Broker, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Broad money, Basic earnings per share, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, B shares, Breadth-of-market theory, Beat the gun, Cost Of Goods Sold, Cost of sales, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Call money rate, Code of procedure, Contra broker, Contract broker, Customer protection rule, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Customer, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Community property, Contract for deed, Cancellation of debt, Certificate of Claim, Commercial property, Cost of debt capital, Cost of funds, C shares, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Date of issue, Date of payment, Drawn securities, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Desk (the), Division of labor, Durable Power of Attorney, Date of maturity, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Eurodollar certificate of deposit, Escrowed to maturity, Ex-legal, Either-or order, ECU, Extended broad money, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Ex-pit transaction, Ex-all, Ex-warrants, Employee Retirement Income Security Act of 1974, Ex-rights, Ex-rights date, Form 10-Q, Flight to quality, Flow of funds, Fill or kill, Floor broker, Front-ending an order, Fiat money, Forward P/E, Fully diluted earnings per share, Factors of production, Favorable balance of trade, Fee-for-service, Form 8-K, Form S-1, Family of funds, Fund of funds, Free right of exchange, Government securities, Government Securities Clearing Corporation, General Securities Representative Examination, G-7, General Agreement on Tariffs and Trade, G-8, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Maintenance Organization, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, International Securities Identification Number, Independent broker, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, I/O strip, Income property, Investment property, Imbalance of orders, In the tank, Jumping the gun, Know Your Customer, Lender of last resort, Law of one price, Lending at a rate, Limit-on-close order, Lawful money, Law of demand, Law of supply, Long-Term Equity Anticipation Securities, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Leading the market, Long-term gain or loss, Level I quotes, Money center bank, Money order, Make a market, Market on close order, Mark-to-market, Money management, Medium of exchange, Money, Marginal propensity to consume, Money at call, Money factor, Mortgage broker, Marketable securities, Money flow, Near money, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, National Securities Trade Association, Notice of Default, National Association of Real Estate Investment Trusts, Non-investment property, Off the books, One time charge, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, On-floor order, Online broker, On margin, Or better, Outside broker, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Out of the money, On-balance volume, On close, One man picture, On open, On the opening, Pooling of interests, Pro forma, Property inventory, Price Value of a Basis Point, Payment for order flow, Prime broker, Public Securities Association, P&L, Primary earnings per share, Provision for income taxes, Preferred Provider Organization, Property damage coverage, Per stirpes, Power of Attorney, Property, Prioritization of debt, Purchase-money mortgage, Personal property, Property tax, Preservation of capital, Property assessment, Painting the tape, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reading the tape, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulation A, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Revolving line of credit, Right of recourse, Rule of 78, Real estate broker, Residential property, Residential rental property, Right of redemption, Retirement Equity Act of 1984, Return on Capital Employed, Rate of return, Real rate of return, SEC filing, SG&A, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, SEC fee, Securities analyst, Securities Industry Association, Securities Investor Protection Corporation, Securities loan, Segregation of securities, Sell the book, Street broker, Standard of living, Second-to-die insurance, Statute of Limitations, Satisfaction of debt, Securities lending, Staggered board of directors, Selling the spread, Special use property, Savings Incentive Match Plan for Employees, Selling short against the box, Shorting against the box, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Securities fraud, Seek a market, Smart money, S&P phenomenon, T-Bill, Term to maturity, Take a position, Trailing P/E, Tight money, Tenancy by the entirety, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unencumbered property, Unit of trade, Unit of trading, World Trade Organization, Waiver of premium, W-2 Form, W formation, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Z shares