FT MarketWatch

Customer protection rule

An SEC rule requiring broker/dealers to establish separate reserve accounts into which Customer credit balances are maintained, and prohibiting them from using Customer balances to Finance their Own trading.

Related Terms: 15 Account, Balance, Broker, Credit balance, Customer, Credit, Dealer, Deal, Finance, FIN, Heir, Own, Ring, SEC, Trading
Other Related Pages: Category: Brokerages Starting With: C
Semi Related Terms: 465 CLICK HERE TO VIEW
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account, Health Insurance Portability and Accountability Act, Heir, Holder in due course, High credit, Home equity line of credit, Hope credit, Head and shoulders, Hammering the market, Held at the opening, Historical trading range, Holding the market, Inactive account, Insured account, In escrow, Interest rate collar, Interest rate risk, Interest rate swap, Independent broker, In-house, Introducing broker, In line, Inflation rate, Interest rate futures, Interbank Rate, Insurance broker, Insider trading, Insider Trading sanctions Act of 1984, Internal Rate of Return, In intestacy, Impaired credit, Interest rate, Interest rate cap, Interest rate ceiling, Interest rate floor, In play, In-process research and development, Interest rate option, I/O strip, In-service withdrawal, Income exclusion rule, In and out, In sympathy, Intermarket Trading System, In the tank, Joint account, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Know Your 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the money, Own, Old age, survivors, and disability insurance, On-balance volume, On the opening, Profit and loss statement, Pro forma, Paper dealer, Par bond, Pass-through coupon rate, Payment-in-kind security, Price Value of a Basis Point, Primary Dealer, Prime broker, P&L, Past-due balance method, Previous balance method, Prime rate, Principal balance, Prime rate fund, Privilege dealer, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Program trading, Point-and-figure chart, Painting the tape, Paper trading, Plus tick rule, Reports and Records, Retention rate, Run rate, Real interest rate, Regulation Q, Reserve ratio, Reserve requirement, Rate covenant, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Restricted account, Rule 10b-6, Rule 15c3-1, Rule 19c3, Rule 405, Rule 415, Rate of exchange, Real economic growth rate, Red herring, Regulation A, Right to Know, Rate-improvement, Rate lock, Remaining principal balance, Renegotiable rate, 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