NASD Regulation

10-Q, 10-K, 19c3 stock, Accrual of discount, Accrued market discount, American Stock Exchange, Amortization of premium, At par, At best, At call, Adjustable rate preferred stock, At risk, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Active market, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Auction market, Automated Pricing and Reporting System, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bond market, Bureau of Public Debt, Broker, Broker loan, Brought over the wall, Buy the book, Balance of payments, Bear market, Board of Governors, Bulldog market, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, Back-end load, B shares, Buy and write, Borrowed stock, Breadth-of-market theory, Beat the gun, Bull market, Cost Of Goods Sold, Cost of sales, Capital market, Certificate of Participation, Common stock equivalent, Current market value, Code of procedure, Contra broker, Contract broker, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cyclical stock, Cash and carry trade, Cash market, Certificated stock, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Contract market, Cost-of-living rider, Callable stock, Certificate of stock, Consumer stock, Control stock, Cost of carry, Certificate of title, Cancellation of debt, Certificate of Claim, Closed-end credit, Cost of debt capital, Cost of funds, Closed-end fund, Closed-end investment company, C shares, Class of options, Close to the money, Certificate of Occupancy, Choice market, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Close market, Continuous market, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Debt market, Dealer, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Desk (the), Division of labor, Deal stock, Defensive stock, Distribution stock, Donated stock, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dirty stock, Dogs of the Dow, Dependent, Deep market, Depth of market, Double auction market, Deal, Deal flow, Eurodollar certificate of deposit, Escrowed to maturity, External market, Edge Act, E-mini, Exchange of spot, Emerging market, Employee Stock Purchase Plan, Employee stock repurchase agreement, Employee Retirement Income Security Act of 1974, First In First Out, Form 10-Q, Federal Savings and Loan Association, Flight to quality, Flow of funds, Floor broker, Front-ending an order, Forward deal, Forward P/E, Factors of production, Favorable balance of trade, Free market, Free market price, Front-end load, Fair market value, First preferred stock, Form 8-K, Form S-1, Full stock, Friends and family offering, Fair Credit Reporting Act, Fair Debt Collection Practices Act, Full faith and credit, Family of funds, Fund of funds, Free and clear, Federal Insurance Contributions Act, Free right of exchange, Federal ID Number, Fourth market, Glass-Steagall Act, Growth stock, G-7, General Agreement on Tariffs and Trade, G-8, Growth and income fund, Gather in the stops, Graveyard market, Hart-Scott-Rodino Act of 1976, Hit the bid, House of issue, Health Insurance Portability and Accountability Act, High-tech stock, Holder in due course, Home equity line of credit, Home Mortgage Disclosure Act, Housing Market Index, Head and shoulders, Hammering the market, Held at the opening, Holding the market, In escrow, Independent broker, In-house, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, Income stock, In line, Inefficient market, Inverted market, Internal market, Independent agent, Insurance broker, Inside market, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, In-service withdrawal, Imbalance of orders, Imperfect market, In and out, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Joint Stock Company, Last In First Out, Lender of last resort, Law of one price, Lending at a rate, Long Market Value, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Loan stock, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Lock-in, Leading the market, Locked in, Level I quotes, Liquid market, Locked market, Market basket, Market capitalization, Market conversion price, Make a market, Market if touched order, Market letter, Market maker, Market maker spread, Market on close order, Market order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Market economy, Marginable stock, Market rate, Money at call, Mortgage broker, Market cap, Market neutral, Market portfolio, Market timer, Market timing, Market analysis, Market, Market inefficiency, Market opening, Market return, Market-share weighted index, Market surveillance, Market-value weighted index, Market Volatility Index, Mixed market, Negotiable certificate of deposit, Negotiable Order of Withdrawal, National Market System, New York Stock Exchange, Notice of Sale, NASD, Nasdaq, NASDR, NASD Regulation, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Normal market, Nonvoting stock, Null and void, Notice of Default, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, Nasdaq Small Cap Market, No-load stock, Narrow market, Nasdaq Composite Index, National Market Advisory Board, Negotiated market, Off the books, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Online broker, Outside broker, Open market operation, Optionable stock, Original issue stock, Opinion of title, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On the opening, Open market, Operationally efficient market, Outside market, Pooling of interests, Profit and loss statement, Paper dealer, Payment-in-kind security, Premium over bond value, Premium over conversion value, Price Value of a Basis Point, Primary Dealer, Prime broker, Preferred stock, Prior preferred stock, P&L, Physical market, Primary market, Pour-over will, Power of Attorney, Prioritization of debt, Private Market Value, Privilege dealer, Prudent Expert Act, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Perfect capital market, Preservation of capital, Point-and-figure chart, Painting the tape, Reports and Records, Return of capital, Regulation Q, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Restricted stock, Regulation A, Reverse Take-Over, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Roll over, Rule of 78, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Rate of return, Real rate of return, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, Stock association, Secondary market, Securities and Exchange Commission, Stock buyback, Segregation of securities, Sell the book, Stock loan, Street broker, Second preferred stock, Stock dividend, Standard of living, Single stock futures, Spot market, SDR, Second-to-die insurance, Stock life insurance company, Secondary stock, Stock bonus plan, Stock certificate, Stock Clearing Corporation, Stock consolidation, Stock exchange, Stock index, Stock market, Stock option, Stock option plan, Stock power, Stock screening, Stock swap, Stock symbol, Stock ticker, Statute of Limitations, Sale and leaseback, Satisfaction of debt, Secondary mortgage market, Staggered board of directors, Stock fund, Selling the spread, Short market value, Synthetic stock, Stock list, Story stock, Subsidiary, Selling short against the box, Shorting against the box, S Corporation, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, Specialist market, S&P phenomenon, Stop and reverse, T-Bill, Term to maturity, Take a position, Two-sided market, Two-way market, Trailing P/E, Treasury Stock, Tenancy by the entirety, Truth in Lending, Tenancy at will, Top hat plan, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, Thin market, Third market, Tight market, Transparent market, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uniform Securities Act, Unit of trade, Unit of trading, Value stock, Vetoing stock, Voting stock, Williams Act, Waiver of premium, Watered stock, Widow-and-orphan stock, Weak market, When, as, and if issued, Wide market, Year-over-year, Year-To-Date, Yankee bond market, Yield to call, Yield to maturity, Yield to worst, Y shares