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Sophisticated investor 
An investor who has sufficient knowledge and experience with investing that he/she is able to evaluate the merits of an investment. A requirement of certain Exempt  offerings.
 
 
Semi Related Terms: 424  CLICK HERE TO VIEW 
10-Q , 
10-K , 
Accrual of discount , 
Amortization of premium , 
At par , 
All or any part , 
At best , 
At call , 
At risk , 
Abstract of title , 
Action to quiet title , 
As is , 
Assignment to creditors , 
Attorney in fact , 
Assignment of mortgage , 
A shares , 
Automatic investment plan , 
Average price per share , 
At the money , 
Across the board , 
Additional paid-in capital , 
Against the box , 
At the bell , 
At the close , 
At the figure , 
At the full , 
At the market , 
At the opening order , 
Automated Pricing and Reporting System , 
Away from the market , 
Accredited investor , 
Angel investor , 
Below the line , 
Books of final entry , 
Books of original entry , 
Book value per share , 
Banking Act of 1933 , 
Bid-to-cover ratio , 
Bureau of Public Debt , 
Best efforts offering , 
Best-execution requirement , 
Brought over the wall , 
Buy the book , 
Basic earnings per share , 
Balance of payments , 
Board of Governors , 
Breaking the syndicate , 
Bill of exchange , 
Bill of sale , 
Breach of trust , 
By the book , 
Blitzkrieg tender offer , 
B shares , 
Buy and write , 
Balanced investment strategy , 
Blow-off top , 
Breadth-of-market theory , 
Beat the gun , 
Capital investment , 
Cost Of Goods Sold , 
Cost of sales , 
Certificate of Participation , 
Code of procedure , 
Capitalization of income , 
Cost of Living Adjustment , 
Cost-of-living index , 
Council of Economic Advisers , 
Cash and carry trade , 
Chasing the market , 
Cheapest to deliver , 
Chicago Board of Trade , 
Cost-of-living rider , 
Certificate of stock , 
Cost of carry , 
Certificate of title , 
Cancellation of debt , 
Certificate of Claim , 
Cost of debt capital , 
Cost of funds , 
Creeping tender offer , 
Closed-end investment company , 
C shares , 
Class of options , 
Close to the money , 
Certificate of Occupancy , 
Cash or Deferred Arrangement , 
Cliff vesting , 
Class A Shares , 
Class B Shares , 
Crash of 1929 , 
Crash of 1987 , 
Child and dependent care credit , 
Coefficient of determination , 
Cup and handle , 
Certificate of delivery , 
Close a position , 
Cornering the market , 
Curbs in , 
Deposit in transit , 
Date of issue , 
Date of payment , 
Double exempt , 
Division of Enforcement , 
Division of Investment Management , 
Division of Market Regulation , 
Date of record , 
Dividend in arrears , 
Dividend requirement , 
Desk (the) , 
Division of labor , 
Direct Public Offering , 
Doing business as , 
Durable Power of Attorney , 
Date of maturity , 
Debtor in possession , 
Debtor-in-possession financing , 
Deed of Release , 
Deed of Trust , 
Discharge of bankruptcy , 
Discharge of lien , 
Deep in the money , 
Deep out of the money , 
Deed of Surrender , 
Department of Housing and Urban Development , 
Defensive investment strategy , 
Dogs of the Dow , 
Depth of market , 
Eurodollar certificate of deposit , 
Escrowed to maturity , 
Exempt security , 
Ex-legal , 
Either-or order , 
Edge Act , 
E-mini , 
Exchange of spot , 
Ex-pit transaction , 
Experience rating , 
Ex-all , 
Ex-warrants , 
Employee Retirement Income Security Act of 1974 , 
Ex-rights , 
Ex-rights date , 
Ethical investing , 
Exempt , 
First In First Out , 
Form 10-Q , 
Federal Savings and Loan Association , 
Flight to quality , 
Flow of funds , 
Fill or kill , 
Front-ending an order , 
Forward P/E , 
Fully diluted earnings per share , 
Factors of production , 
Favorable balance of trade , 
Federal Reserve requirement , 
Foreign direct investment , 
Form 8-K , 
Form S-1 , 
Firm commitment offering , 
Friends and family offering , 
Full faith and credit , 
Family of funds , 
Fund of funds , 
Free and clear , 
Fixed investment trust , 
Free right of exchange , 
Formula investing , 
Guaranteed Investment Contract , 
G-7 , 
General Agreement on Tariffs and Trade , 
G-8 , 
Growth and income fund , 
Graduated vesting , 
Gather in the stops , 
Green investing , 
Hart-Scott-Rodino Act of 1976 , 
Hit the bid , 
House of issue , 
Health Insurance Portability and Accountability Act , 
Holder in due course , 
Home equity line of credit , 
Head and shoulders , 
Hammering the market , 
Held at the opening , 
Holding the market , 
Investment flows , 
In escrow , 
Investment bill , 
Investment-grade bond , 
Investment letter , 
Investment security , 
Investment value , 
In-house , 
Investment Advisor Act of 1940 , 
Investment bank , 
Investment banker , 
Investment Bankers Association , 
Investment banking , 
Investment banking group , 
Investment Company Act of 1940 , 
In line , 
Investment multiplier , 
Initial Public Offering , 
Insider Trading sanctions Act of 1984 , 
Internal Rate of Return , 
Investor relations , 
Indication of interest , 
Intrastate offering , 
In intestacy , 
In play , 
In-process research and development , 
Investment company , 
Investment fund , 
Investment objective , 
Investment policy , 
Investment trust , 
I/O strip , 
Investment property , 
In-service withdrawal , 
Investment philosophy , 
Imbalance of orders , 
In and out , 
Individual investor , 
Institutional investor , 
In sympathy , 
In the tank , 
ITS , 
Jointly and severally , 
Jumping the gun , 
Joint and several liability , 
Joint and survivor annuity , 
Know Your Customer , 
Last In First Out , 
Lender of last resort , 
Law of one price , 
Lending at a rate , 
Law of demand , 
Law of supply , 
London International Financial Futures and Options Exchange , 
London Inter-Bank Offer Rate , 
Letter of comment , 
Line of credit , 
Loan-to-cost , 
Loan-to-value , 
Lock-in , 
Leading the market , 
Locked in , 
Long-term gain or loss , 
Level I quotes , 
Municipal investment trust , 
Make a market , 
Mark-to-market , 
Medium of exchange , 
Marginal propensity to consume , 
Money at call , 
Net investment , 
Negotiable certificate of deposit , 
Negotiable Order of Withdrawal , 
NOW , 
Notice of Sale , 
National Association of Securities Dealers , 
National Association of Securities Dealers Automated Quotations system , 
No limit order , 
No quote , 
No-Fault , 
No-Action Letter , 
Null and void , 
No-lien affidavit , 
Notice of Default , 
No-load , 
National Association of Real Estate Investment Trusts , 
Non-investment property , 
No-load stock , 
No book , 
Nonaccredited investor , 
Off-balance-sheet financing , 
Off the books , 
Office of Thrift Supervision , 
Offer , 
Offering , 
Offering circular , 
Offering price , 
Offering scale , 
Out-of-favor , 
Over-the-Counter , 
Off-floor order , 
Or better , 
Offering date , 
Opinion of title , 
On-the-spot loan , 
Out of the money , 
Old age, survivors, and disability insurance , 
Off-board , 
On the opening , 
Pooling of interests , 
Profit and loss statement , 
Payment-in-kind security , 
Price Value of a Basis Point , 
Public offering , 
P&L , 
Primary earnings per share , 
Public offering price , 
Per stirpes , 
Power of Attorney , 
Prioritization of debt , 
Paid-in capital , 
Paid-in surplus , 
Passive investor , 
Private Investment in Public Equity , 
Preservation of capital , 
Point-and-figure chart , 
Painting the tape , 
Qualified institutional investor , 
Reports and Records , 
Return of capital , 
Regulation Q , 
Reserve requirement , 
Real Estate Mortgage Investment Conduit , 
Reading the tape , 
Regulation D , 
Regulation G , 
Regulation T , 
Regulation U , 
Rights offering , 
Round of funding , 
Rules of Fair Practice , 
Rate of exchange , 
Reciprocal of European terms , 
Regulated investment company , 
Regulation A , 
Right of first refusal , 
Right of rescission , 
Right to Know , 
Revolving line of credit , 
Right of recourse , 
Rule of 78 , 
Right of redemption , 
Retirement Equity Act of 1984 , 
Risk/return trade-off , 
Rate of return , 
Real rate of return , 
Retail investor , 
Ring , 
Selling, General and Administrative Expenses , 
SG&A , 
Savings and Loan , 
Sight letter of credit , 
S&L , 
Secondary offering , 
Securities and Exchange Commission , 
Shelf offering , 
Split offering , 
Securities Investor Protection Corporation , 
Segregation of securities , 
Sell the book , 
Standard of living , 
Second-to-die insurance , 
Small corporate offering registration , 
Statute of Limitations , 
Statutory investment , 
Sale and leaseback , 
Satisfaction of debt , 
Staggered board of directors , 
Socially conscious investing , 
Systematic investment plan , 
Selling the spread , 
Selling short against the box , 
Shorting against the box , 
S Corporation , 
Short-term gain or loss , 
Subchapter M , 
Subchapter S Corporation , 
Schedule C , 
Securities Act of 1933 , 
Securities Acts Amendments of 1975 , 
Securities Exchange Act of 1934 , 
Seek a market , 
Small investor , 
Sophisticated investor , 
S&P phenomenon , 
Stop and reverse , 
Tax-exempt bond , 
T-Bill , 
Term to maturity , 
Take a position , 
Trailing P/E , 
Tender offer , 
Tenancy by the entirety , 
Truth in Lending , 
Tenancy at will , 
Top hat plan , 
The Street , 
Timing the market , 
Tax-exempt , 
Taxpayer Relief Act of 1997 , 
Tax Reform Act of 1986 , 
Tax Reform Act of 1993 , 
Take a bath , 
U.S. Government Agency Security , 
U.S. Savings Bond , 
U.S. Treasury , 
U.S. Treasury Bill , 
U.S. Treasury Bond , 
U.S. Treasury Note , 
U.S. Treasury Securities , 
Unit Investment Trust , 
Unit of trade , 
Unit of trading , 
Vesting , 
Vesting period , 
Value investing , 
With interest , 
Waiver of premium , 
Widow-and-orphan stock , 
W-2 Form , 
W formation , 
When, as, and if issued , 
X or XD , 
Year-To-Date , 
Yield to call , 
Yield to maturity , 
Yield to worst , 
Zero-investment portfolio