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No-Action Letter

An SEC letter indicating that no civil or criminal Action will be taken against an individual engaging in a particular activity; sent in response to a written request for clarification when the legality of the Activity in question is not well-established.

Related Terms: 6 Action, Activity, FICA, Legal, Leg, SEC
Other Related Pages: Category: Law_and_Estate_Planning Starting With: N
Semi Related Terms: 385 CLICK HERE TO VIEW
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