FT MarketWatch

Letter security

A security sold directly by the Issuer to an investor, without SEC Registration. Can be done only if the buyer signs and sends a letter of intent to the SEC, indicating that the Purchase is for investment rather than resale.

Related Terms: 8 Buy, ECU, Issuer, Purchase, Ratio, Registration, SEC, Sue
Other Related Pages: Category: Stocks Starting With: L
Semi Related Terms: 539 CLICK HERE TO VIEW
Allowance for depreciation, Asset/equity ratio, Accrual of discount, Agency security, Amortization of premium, Asset-backed security, At par, All or any part, At best, At call, At risk, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, Automatic investment plan, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Automated Pricing and Reporting System, Away from the market, Accredited investor, Angel investor, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Bid-to-cover ratio, Bond Buyer, Book-entry security, Bureau of Public Debt, Buy, Brought over the wall, Buying on margin, Buy limit order, Buy minus, Buy minus order, Buy on close, Buy on opening, Buy order, Buy stop order, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Bailing out, Back-end load, B shares, Buy and write, Buy-side, Balanced investment strategy, Breadth-of-market theory, Beat the gun, Capital investment, Cash asset ratio, Cash ratio, Collection ratio, Cost Of Goods Sold, Cost of sales, Cabinet security, CAT bond, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion ratio, Convertible security, Current issue, Central Registration Depository, Closed out, Code of procedure, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Cash and carry trade, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Cost-of-living rider, Certificate of stock, Cost of carry, Certificate of title, Contract for deed, Contract sale, Cancellation of debt, Cash-out refinancing, Certificate of Claim, Closed-end credit, Commitment letter, Cost of debt capital, Cost of funds, Crowding out, Closed-end fund, Closed-end investment company, C shares, Call ratio backspread, Class of options, Close to the money, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Cash sale, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Child and dependent care credit, Coefficient of determination, Cup and handle, Certificate of delivery, Close a position, Close out, Closing purchase, Cornering the market, Curbs in, Curbs out, Direct profit, Deposit in transit, Direct deposit, Direct sends, Date of issue, Date of payment, Digested security, Direct issuer, Direct paper, Droplock security, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Do Not Reduce, Date of record, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Derivative security, Deficiency letter, Direct financing, Direct placement, Direct Public Offering, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Direct lease, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Determination Letter, Direct rollover, Direct transfer, Direct participation program, Distressed security, Defensive investment strategy, Dogs of the Dow, Dead cat bounce, Depth of market, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Exchangeable security, Exempt security, Either-or order, ECU, E-mini, Exchange for futures, Exchange for physical, Exchange of spot, Employee Stock Purchase Plan, Exchange ratio, Exercise ratio, Employee Retirement Income Security Act of 1974, Exclusion ratio, First In First Out, Fixed-charge coverage ratio, Federal Savings and Loan Association, Flight to quality, Flow of funds, Fill or kill, Front-ending an order, Forward P/E, Factors of production, Favorable balance of trade, Foreign direct investment, Fee-for-service, Front-end load, Form S-1, Floating security, Friends and family offering, Fully distributed issue, Forward sale, Full faith and credit, Family of funds, Fund of funds, Free and clear, Fixed investment trust, Free right of exchange, Graduated security, Guaranteed Investment Contract, G-7, General Agreement on Tariffs and Trade, G-8, Group sale, Growth and income fund, Gather in the stops, Hart-Scott-Rodino Act of 1976, Highly confident letter, Hit the bid, House of issue, Hedge ratio, Health Insurance Portability and Accountability Act, Hot issue, Holder in due course, Hang out loan, High-ratio mortgage, Home equity line of credit, Head and shoulders, Hammering the market, Held at the opening, Holding the market, Investment flows, In escrow, Inflation-indexed security, Investment bill, Investment-grade bond, Investment letter, Investment security, Investment value, Issue date, Issuer, In-house, Investment Advisor Act of 1940, Investment bank, Investment banker, Investment Bankers Association, Investment banking, Investment banking group, Investment Company Act of 1940, In line, Investment multiplier, Insider Trading sanctions Act of 1984, Internal Rate of Return, Investor relations, Indication of interest, In intestacy, Interest-only loan, In play, In-process research and development, Investment company, Investment fund, Investment objective, Investment policy, Investment trust, I/O strip, Interest-only strip, Investment property, Income replacement ratio, In-service withdrawal, Investment philosophy, Imbalance of orders, In and out, Individual investor, Institutional investor, In sympathy, In the tank, Jointly and severally, Jumping the gun, Joint and several liability, Joint and survivor annuity, Knock-out option, Last In First Out, Liquidity ratio, Lender of last resort, Law of one price, Letter security, Lending at a rate, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Lease-purchase agreement, Leading the market, Locked in, Long-term gain or loss, Last sale, Level I quotes, Marketable security, Mortgage-backed security, Mortgage pass-through security, Municipal investment trust, Make a market, Market if touched order, Market letter, Market on close order, Mark-to-market, Medium of exchange, Marginal propensity to consume, Money at call, Net investment, Negotiable certificate of deposit, Negotiable Order of Withdrawal, Negotiable security, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, Net capital ratio, New issue, No-Action Letter, Null and void, Notice of Default, National Association of Real Estate Investment Trusts, Non-investment property, Nonaccredited investor, Off the books, One time charge, Overhead ratio, Office of Thrift Supervision, Original Issue Discount, Out-of-favor, Over-the-Counter, On-floor order, On margin, Or better, One-share one-vote rule, Original issue stock, Opinion of title, On account, On-the-spot loan, Open-end credit, Open-end mortgage, Open-end fund, Open-end management company, Out of the money, Open-end lease, Old age, survivors, and disability insurance, On-balance volume, Odd lot buy/sell ratio, On close, One man picture, On open, On the opening, Pooling of interests, Profit and loss statement, Payment-in-kind security, Price Value of a Basis Point, Purchase, Payment for order flow, Payout ratio, P&L, Provision for income taxes, Power of Attorney, Preforeclosure sale, Prioritization of debt, Purchase-money mortgage, Purchase agreement, Paid-in capital, Paid-in surplus, Passive investor, Percent held by institutions, Piggyback registration rights, Private Investment in Public Equity, Preservation of capital, Put ratio backspread, Private letter ruling, Point-and-figure chart, Profit ratio, Painting the tape, Priced out, Put/call ratio, Qualified institutional investor, Reports and Records, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Real Estate Mortgage Investment Conduit, Registered security, Residual security, Restricted security, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Regulated investment company, Ratio, Registration, Registration Statement, Regulation A, Release letter, Right of first refusal, Right of rescission, Right to Know, Revolving line of credit, Right of recourse, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Right of redemption, Retirement Equity Act of 1984, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, Retail investor, SEC filing, Selling, General and Administrative Expenses, SG&A, Savings and Loan, Sight letter of credit, S&L, SEC, Securities and Exchange Commission, Shelf registration, Stamped security, SEC fee, Securities Investor Protection Corporation, Segregation of securities, Sell the book, Standard of living, Second-to-die insurance, Short interest ratio, Small corporate offering registration, Statute of Limitations, Statutory investment, Sue, Sale and leaseback, Satisfaction of debt, Security interest, Security loan, Senior security, Staggered board of directors, Systematic investment plan, Selling the spread, Savings Incentive Match Plan for Employees, Social Security, Social Security Tax, Security analysis, Selling short against the box, Shorting against the box, Short purchase, Short sale rule, S Corporation, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, Small investor, Sophisticated investor, S&P phenomenon, Stop and reverse, Stopped out, T-Bill, Term to maturity, Treasury Direct, Treasury Inflation-Protected Security, Trust-preferred security, Take a position, Transmittal letter, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, Top hat plan, Ten-bagger, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Tax sale, Top out, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Unseasoned issue, Underlying security, Unit Investment Trust, Unit of trade, Unit of trading, Variable ratio write, Variable ratio plan, With interest, Waiver of premium, Widow-and-orphan stock, W-2 Form, Wash sale rule, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Zero-investment portfolio