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Registered security
Definition 1
Security that cannot be transferred or delivered to another Party . opposite of Negotiable security .
Definition 2
A security for which a Registration statement has been filed with the SEC .
Semi Related Terms: 433 CLICK HERE TO VIEW
12b-1 funds ,
Account statement ,
Allowance for depreciation ,
Asset/equity ratio ,
Automatic Funds Transfer ,
Above par ,
Accrual of discount ,
Agency security ,
Amortization of premium ,
Asset-backed security ,
At par ,
All or any part ,
At best ,
At call ,
At risk ,
Add-on service ,
Abstract of title ,
Action to quiet title ,
As is ,
Assignment to creditors ,
Attorney in fact ,
Annual mortgagor statement ,
Assignment of mortgage ,
A shares ,
At the money ,
Across the board ,
Additional paid-in capital ,
Against the box ,
At the bell ,
At the close ,
At the figure ,
At the full ,
At the market ,
At the opening order ,
Away from the market ,
Below the line ,
Books of final entry ,
Books of original entry ,
Banking Act of 1933 ,
Below par ,
Bid-to-cover ratio ,
Book-entry security ,
Bureau of Public Debt ,
Brought over the wall ,
Buying on margin ,
Buy on close ,
Buy on opening ,
Buy the book ,
Balance of payments ,
Board of Governors ,
Breaking the syndicate ,
Bill of exchange ,
Bill of sale ,
Breach of trust ,
By the book ,
B shares ,
Breadth-of-market theory ,
Beat the gun ,
Cash asset ratio ,
Cash ratio ,
Collection ratio ,
Combined financial statement ,
Common-size statement ,
Consolidated financial statement ,
Cost Of Goods Sold ,
Cost of sales ,
Cabinet security ,
Certificate of Participation ,
Committee on Uniform Securities Identification Procedures ,
Conversion ratio ,
Convertible security ,
Central Registration Depository ,
Code of procedure ,
Capitalization of income ,
Cost of Living Adjustment ,
Cost-of-living index ,
Council of Economic Advisers ,
Chasing the market ,
Cheapest to deliver ,
Chicago Board of Trade ,
Cost-of-living rider ,
Certificate of stock ,
Cost of carry ,
Certificate of title ,
Contract for deed ,
Cancellation of debt ,
Certificate of Claim ,
Closing statement ,
Cost of debt capital ,
Cost of funds ,
C shares ,
Call ratio backspread ,
Class of options ,
Close to the money ,
Certificate of Occupancy ,
Cloud on title ,
Cash or Deferred Arrangement ,
Class A Shares ,
Class B Shares ,
Crash of 1929 ,
Crash of 1987 ,
Coefficient of determination ,
Certificate of delivery ,
Close a position ,
Cornering the market ,
Curbs in ,
Deposit in transit ,
Date of issue ,
Date of payment ,
Digested security ,
Droplock security ,
Del credere agency ,
Division of Enforcement ,
Division of Investment Management ,
Division of Market Regulation ,
Do Not Reduce ,
Date of record ,
Dividend in arrears ,
Dividend payout ratio ,
Desk (the) ,
Division of labor ,
Derivative security ,
De-escalation clause ,
De facto ,
Doing business as ,
Durable Power of Attorney ,
Date of maturity ,
Debtor in possession ,
Debtor-in-possession financing ,
Deed of Release ,
Deed of Trust ,
Discharge of bankruptcy ,
Discharge of lien ,
Due-on-sale clause ,
Deep in the money ,
Deep out of the money ,
Deed of Surrender ,
Department of Housing and Urban Development ,
Direct transfer ,
Distressed security ,
Dogs of the Dow ,
Depth of market ,
Efficiency ratio ,
Electronic Funds Transfer ,
Eurodollar certificate of deposit ,
Escrowed to maturity ,
Exchangeable security ,
Exempt security ,
Either-or order ,
ECU ,
Effective par ,
E-mini ,
Exchange for futures ,
Exchange for physical ,
Exchange of spot ,
Exchange ratio ,
Exercise ratio ,
Employee Retirement Income Security Act of 1974 ,
Exclusion ratio ,
Financial statement ,
First In First Out ,
Fixed-charge coverage ratio ,
Flight to quality ,
Flow of funds ,
Fill or kill ,
Front-ending an order ,
Forward P/E ,
Factors of production ,
Favorable balance of trade ,
Fee-for-service ,
Form S-1 ,
Floating security ,
Family of funds ,
Fund of funds ,
Free right of exchange ,
FIN ,
Graduated security ,
G-7 ,
General Agreement on Tariffs and Trade ,
G-8 ,
Gather in the stops ,
Generation-skipping transfer ,
Hart-Scott-Rodino Act of 1976 ,
Hit the bid ,
House of issue ,
Hedge ratio ,
Holder in due course ,
High-ratio mortgage ,
Home equity line of credit ,
HUD-1 statement ,
Hammering the market ,
Held at the opening ,
Holding the market ,
Income statement ,
Interim statement ,
In escrow ,
Inflation-indexed security ,
Investment security ,
In-house ,
Investment Advisor Act of 1940 ,
Investment Company Act of 1940 ,
In line ,
Insider Trading sanctions Act of 1984 ,
Internal Rate of Return ,
Indication of interest ,
In intestacy ,
In play ,
In-process research and development ,
I/O strip ,
Income replacement ratio ,
In-service withdrawal ,
Imbalance of orders ,
In and out ,
In sympathy ,
In the tank ,
Jumping the gun ,
Killer bee ,
Last In First Out ,
Liquidity ratio ,
Lender of last resort ,
Law of one price ,
Letter security ,
Lending at a rate ,
Limit-on-close order ,
Law of demand ,
Law of supply ,
Letter of comment ,
Line of credit ,
Loan-to-cost ,
Loan-to-value ,
Loan-value ratio ,
Lock-in ,
Leading the market ,
Locked in ,
Long-term gain or loss ,
Level I quotes ,
Marketable security ,
Mortgage-backed security ,
Mortgage pass-through security ,
Make a market ,
Market on close order ,
Mark-to-market ,
Medium of exchange ,
Marginal propensity to consume ,
Money at call ,
Negotiable certificate of deposit ,
Negotiable instrument ,
Negotiable Order of Withdrawal ,
Negotiable security ,
Notice of Sale ,
National Association of Securities Dealers ,
National Association of Securities Dealers Automated Quotations system ,
Net capital ratio ,
No limit order ,
No quote ,
No-Fault ,
No-Action Letter ,
No-lien affidavit ,
Notice of Default ,
No-load ,
National Association of Real Estate Investment Trusts ,
No-load stock ,
No book ,
Off the books ,
Other current assets ,
Other long term liabilities ,
Overhead ratio ,
Office of Thrift Supervision ,
Out-of-favor ,
Over-the-Counter ,
On-floor order ,
On margin ,
Or better ,
Other income ,
Opinion of title ,
On account ,
On-the-spot loan ,
Out of the money ,
On-balance volume ,
Odd lot buy/sell ratio ,
On close ,
On open ,
On the opening ,
Pooling of interests ,
Profit and loss statement ,
Par bond ,
Payment-in-kind security ,
Preliminary official statement ,
Price Value of a Basis Point ,
Payment for order flow ,
Payout ratio ,
P&L ,
Provision for income taxes ,
PPO ,
Proxy statement ,
Party ,
Power of Attorney ,
Prioritization of debt ,
Paid-in capital ,
Paid-in surplus ,
Piggyback registration rights ,
Private Investment in Public Equity ,
Preservation of capital ,
Put ratio backspread ,
Profit ratio ,
Painting the tape ,
Put/call ratio ,
Return of capital ,
Return on Capital ,
Return on Invested Capital ,
Return on Total Assets ,
Reserve ratio ,
Registered security ,
Residual security ,
Restricted security ,
Reading the tape ,
Regulation D ,
Regulation G ,
Regulation T ,
Regulation U ,
Round of funding ,
Rule 15c3-1 ,
Rules of Fair Practice ,
Rate of exchange ,
Reciprocal of European terms ,
Ratio ,
Red herring ,
Registration ,
Registration Statement ,
Regulation A ,
Right of first refusal ,
Right of rescission ,
Right to Know ,
Revolving line of credit ,
Right of recourse ,
Rule of 78 ,
Ratio calendar combination ,
Ratio calendar spread ,
Ratio spread ,
Ratio write ,
Right of redemption ,
Retirement Equity Act of 1984 ,
Ratio analysis ,
Return on Capital Employed ,
Rate of return ,
Real rate of return ,
SEC filing ,
SG&A ,
Sight letter of credit ,
S&L ,
State bank ,
SEC ,
Series EE bond ,
Shelf registration ,
Stamped security ,
SEC fee ,
Segregation of securities ,
Sell the book ,
Standard of living ,
Second-to-die insurance ,
Short interest ratio ,
Severally but not jointly ,
Small corporate offering registration ,
Statute of Limitations ,
Satisfaction of debt ,
Security interest ,
Security loan ,
Senior security ,
Staggered board of directors ,
Selling the spread ,
Savings Incentive Match Plan for Employees ,
Social Security ,
Social Security Tax ,
Security analysis ,
Selling short against the box ,
Shorting against the box ,
S Corporation ,
Short-term gain or loss ,
Subchapter M ,
Subchapter S Corporation ,
Schedule C ,
Securities Act of 1933 ,
Securities Acts Amendments of 1975 ,
Securities Exchange Act of 1934 ,
Seek a market ,
S&P phenomenon ,
Transfer ,
T-Bill ,
Term to maturity ,
Treasury Inflation-Protected Security ,
Trust-preferred security ,
Take a position ,
Trailing P/E ,
Transfer agent ,
Tenancy by the entirety ,
Third party ,
Termination Statement ,
Truth in Lending ,
Tenancy at will ,
Transfer tax ,
Top hat plan ,
Transfer payments ,
The Street ,
Timing the market ,
Taxpayer Relief Act of 1997 ,
Tax Reform Act of 1986 ,
Tax Reform Act of 1993 ,
Take a bath ,
U.S. Government Agency Security ,
U.S. Savings Bond ,
U.S. Treasury ,
U.S. Treasury Bill ,
U.S. Treasury Bond ,
U.S. Treasury Note ,
U.S. Treasury Securities ,
Underlying security ,
Unit of trade ,
Unit of trading ,
Victim Impact Statement ,
Variable ratio write ,
Variable ratio plan ,
Wire transfer ,
With interest ,
Waiver of premium ,
W-2 Form ,
W formation ,
When, as, and if issued ,
X or XD ,
Year-To-Date ,
Yield to call ,
Yield to maturity ,
Yield to worst ,
Y shares