Member firm

10-K, 1035 exchange, Asset/equity ratio, Automatic Clearing House, Above par, Accrual of discount, American Municipal Bond Assurance Corporation, American Stock Exchange, Amortization of premium, At par, Allied member, All or any part, Associate member, At best, At call, Alien corporation, All-risks coverage, At risk, Aggregate corporation, Add-on service, Abstract of title, Action to quiet title, As is, Assignment to creditors, Attorney in fact, Assignment of mortgage, A shares, At the money, Across the board, Additional paid-in capital, Against the box, At the bell, At the close, At the figure, At the full, At the market, At the opening order, Away from the market, Below the line, Books of final entry, Books of original entry, Banking Act of 1933, Below par, Bid-to-cover ratio, Bureau of Public Debt, Back office, Broker, Brokerage firm, Broker loan, Brought over the wall, Buying on margin, Buy on close, Buy on opening, Buy the book, Balance of payments, Board of Governors, Breaking the syndicate, Bill of exchange, Bill of sale, Breach of trust, By the book, Broker loan rate, B shares, Blow-off top, Breadth-of-market theory, Beat the gun, Cash asset ratio, Cash ratio, Collection ratio, Cost Of Goods Sold, Cost of sales, Clear, Clearing, Call, Call date, Called away, Called bond, Call price, Call protection, Call risk, Certificate of Participation, Committee on Uniform Securities Identification Procedures, Conversion ratio, Call money rate, Clearing corporation, Clearing firm, Clearing member, Code of procedure, Contra broker, Contract broker, Chicago Mercantile Exchange, Capitalization of income, Cost of Living Adjustment, Cost-of-living index, Council of Economic Advisers, Chasing the market, Cheapest to deliver, Chicago Board of Trade, Commodities Exchange Act, Commodities Exchange Center, Commodity Exchange, Cost-of-living rider, Certificate of stock, Chicago Board Options Exchange, Closed corporation, Cost of carry, Certificate of title, Clear title, Cancellation of debt, Certificate of Claim, Cost of debt capital, Cost of funds, C shares, Call option, Call ratio backspread, Call swaption, Class of options, Close to the money, Covered call, Certificate of Occupancy, Cloud on title, Cash or Deferred Arrangement, Class A Shares, Class B Shares, Crash of 1929, Crash of 1987, Coefficient of determination, Certificate of delivery, Close a position, Cornering the market, Curbs in, Dealer bank, Deposit in transit, Date of issue, Date of payment, Dealer market, Dealer, Deep discount broker, Discount broker, Division of Enforcement, Division of Investment Management, Division of Market Regulation, Date of record, Dividend in arrears, Dividend payout ratio, Desk (the), Division of labor, Domestic corporation, Deal stock, De-escalation clause, De facto, Doing business as, Durable Power of Attorney, Date of maturity, Debtor in possession, Debtor-in-possession financing, Deed of Release, Deed of Trust, Discharge of bankruptcy, Discharge of lien, Due-on-sale clause, Deep in the money, Deep out of the money, Deed of Surrender, Department of Housing and Urban Development, Dogs of the Dow, Depth of market, Deal, Deal flow, Efficiency ratio, Eurodollar certificate of deposit, Escrowed to maturity, Exchange, Ex-legal, Either-or order, Exchange seat, Exchange rate, Effective par, E-mini, Exchange against actuals, Exchange for futures, Exchange for physical, Exchange of spot, Exchange versus cash, Ex-pit transaction, Ex-all, Exchange ratio, Exchange fund, Exchange privilege, Exchange-traded option, Exercise ratio, Ex-warrants, Employee Retirement Income Security Act of 1974, Exclusion ratio, Ex-rights, Ex-rights date, Exchange distribution, First In First Out, Fixed-charge coverage ratio, Federal Deposit Insurance Corporation, Federal Home Loan Mortgage Corporation, First call date, Flight to quality, Flow of funds, Federal Call, Fill or kill, Firm quotation, Floor broker, Front-ending an order, Floating exchange rate, Foreign exchange, Foreign exchange rate, Forward deal, Forward exchange rate, Forward P/E, Factors of production, Favorable balance of trade, Foreign corporation, Form 8-K, Form S-1, Firm commitment offering, Firm commitment lending, Family of funds, Fund of funds, Free and clear, Free right of exchange, General Obligation Bond, Government Securities Clearing Corporation, General account, General Securities Representative Examination, G-7, General Accounting Office, General Agreement on Tariffs and Trade, G-8, General lien, General mortgage, Gather in the stops, Hart-Scott-Rodino Act of 1976, Hit the bid, House call, House of issue, Hedge ratio, Hang Seng Index, Health Maintenance Organization, Holder in due course, Hang out loan, High-ratio mortgage, Home equity line of credit, Hammering the market, Held at the opening, Holding the market, In escrow, Independent broker, In-house, Introducing broker, Investment Advisor Act of 1940, Investment Company Act of 1940, In line, Insurance broker, Insider Trading sanctions Act of 1984, Internal Rate of Return, Indication of interest, In intestacy, In play, In-process research and development, I/O strip, Income replacement ratio, In-service withdrawal, Imbalance of orders, In and out, In sympathy, In the tank, Jumping the gun, Last In First Out, Liquidity ratio, Lender of last resort, Law of one price, Lending at a rate, Lessee member, Limit-on-close order, Law of demand, Law of supply, London International Financial Futures and Options Exchange, Letter of comment, Line of credit, Loan-to-cost, Loan-to-value, Loan-value ratio, Lock-in, Leading the market, Like-kind exchange, Locked in, Long-term gain or loss, Level I quotes, Member bank, Maintenance call, Make a market, Margin call, Market if touched order, Market on close order, Mark-to-market, Member firm, Medium of exchange, Marginal propensity to consume, Money at call, Mortgage broker, Middle office, Master limited partnership, Non-cash expense, Non-financial asset, Negotiable certificate of deposit, Negotiable Order of Withdrawal, New York Stock Exchange, Non-callable, Non-callable bond, Non-interest-bearing note, Notice of Sale, National Association of Securities Dealers, National Association of Securities Dealers Automated Quotations system, National Securities Clearing Corporation, Net capital ratio, No limit order, Nonmember firm, No quote, Non-cumulative preferred, New York Futures Exchange, Non-equity option, No-Fault, No-Action Letter, Non-compete agreement, Non-disclosure agreement, No-lien affidavit, Non-conforming loan, Non-revolving credit card, Notice of Default, No-load, Non-resident alien tax, Naked call, Non-qualified stock option, Non-statutory stock option, National Association of Real Estate Investment Trusts, Non-investment property, Non-contributory plan, Non-insured plan, Non-qualified retirement plan, No-load stock, Nonstock Corporation, Net change, No book, Off-balance-sheet financing, Off the books, One time charge, Overhead ratio, Office of Thrift Supervision, Out-of-favor, Over-the-Counter, Off-floor order, On-floor order, Online broker, On margin, Or better, Outside broker, One-share one-vote rule, Opinion of title, On account, On-the-spot loan, Options Clearing Corporation, Out of the money, On-balance volume, Odd lot buy/sell ratio, Off-board, On close, One man picture, On open, On the opening, Option exchange, Pooling of interests, Paper dealer, Par bond, Payment-in-kind security, Price Value of a Basis Point, Provisional call feature, Primary Dealer, Prime broker, Public limited partnership, Payout ratio, P&L, PPO, Preferred Provider Organization, Power of Attorney, Prioritization of debt, Privilege dealer, Pension Benefit Guaranty Corporation, Paid-in capital, Paid-in surplus, Private Investment in Public Equity, Preservation of capital, Put ratio backspread, Profit ratio, Painting the tape, Primary exchange, Put/call ratio, Private limited partnership, Return of capital, Return on Capital, Return on Invested Capital, Return on Total Assets, Reserve ratio, Reading the tape, Regulation D, Regulation G, Regulation T, Regulation U, Round of funding, Rules of Fair Practice, Rate of exchange, Reciprocal of European terms, Ratio, Regulation A, Right of first refusal, Right of rescission, Right to Know, Regulation Z, Revolving line of credit, Right of recourse, Rule of 78, Ratio calendar combination, Ratio calendar spread, Ratio spread, Ratio write, Real estate broker, Right of redemption, Retirement Equity Act of 1984, Risk/return trade-off, Ratio analysis, Return on Capital Employed, Rate of return, Real rate of return, Regional exchange, Ring, Resyndication limited partnership, Selling, General and Administrative Expenses, SG&A, Sight letter of credit, S&L, Securities and Exchange Commission, Self-supporting bond, Securities Investor Protection Corporation, Segregation of securities, Sell the book, Street broker, Syndicate member, Standard of living, Second-to-die insurance, Self insurance, Short interest ratio, Stock Clearing Corporation, Stock exchange, Statute of Limitations, Satisfaction of debt, Self-amortizing mortgage, Staggered board of directors, Selling the spread, Self-directed retirement account, Self-employed pension, Selling short against the box, Shorting against the box, S Corporation, Self-employed, Self-employment tax, Short-term gain or loss, Subchapter M, Subchapter S Corporation, Schedule C, Securities Act of 1933, Securities Acts Amendments of 1975, Securities Exchange Act of 1934, Seek a market, S&P phenomenon, Silent partner, T-Bill, Term to maturity, Take a position, Trailing P/E, Tenancy by the entirety, Truth in Lending, Tenancy at will, The Street, Timing the market, Taxpayer Relief Act of 1997, Tax Reform Act of 1986, Tax Reform Act of 1993, Take a bath, U.S. Government Agency Security, U.S. Savings Bond, U.S. Treasury, U.S. Treasury Bill, U.S. Treasury Bond, U.S. Treasury Note, U.S. Treasury Securities, Uncovered call, Unit of trade, Unit of trading, Variable ratio write, Variable ratio plan, Venture capital limited partnership, World Trade Organization, Waiver of premium, W-2 Form, W formation, When, as, and if issued, X or XD, Year-To-Date, Yield to call, Yield to maturity, Yield to worst, Y shares, Z shares